-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Km11+CzuLOS2eGkCRHcx41flzZPNpqRde4G8dCyw9HakmVcJVK8jGCZ/iOmZLvfq //EdfT8fU9giXbYZEaA3eQ== 0001012870-02-000592.txt : 20020414 0001012870-02-000592.hdr.sgml : 20020414 ACCESSION NUMBER: 0001012870-02-000592 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020214 GROUP MEMBERS: DRAPER FISHER MANAGEMENT COMPANY IV, LLC GROUP MEMBERS: DRAPER FISHER PARTNERS IV, LLC GROUP MEMBERS: JABE, LLC GROUP MEMBERS: JOHN H.N. FISHER GROUP MEMBERS: STEPHEN T. JURVETSON GROUP MEMBERS: TIMOTHY C. DRAPER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SELECTICA INC CENTRAL INDEX KEY: 0001090908 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 77042030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60961 FILM NUMBER: 02543855 BUSINESS ADDRESS: STREET 1: 2890 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 MAIL ADDRESS: STREET 1: 2890 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DRAPER FISHER ASSOCIATES FUND IV L P CENTRAL INDEX KEY: 0001034597 IRS NUMBER: 943260321 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 400 SEAPORT COURT STE 250 CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 6505999000 MAIL ADDRESS: STREET 1: 400 SEAPORT COURT SUITE 250 CITY: REDWOOD CITY STATE: CA ZIP: 94063 SC 13G/A 1 dsc13ga.txt AMENDMENT NO. 1 TO SCHEDULE 13G United States Securities and Exchange Commission Washington, DC 20549 _____________________________ Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Selectica, Inc. ------------------------ (Name of Issuer) Common Stock, $.0001 Par Value ------------------------------------ (Title of Class of Securities) 816288104 --------- (CUSIP Number) December 31, 2001 ----------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting persons' initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NUMBER 816288104 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF PERSONS (ENTITIES ONLY). Draper Fisher Associates Fund IV, L.P. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned By Each Reporting Person With: SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 9,068 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 9,068 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,194,822 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 3.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 PN - ------------------------------------------------------------------------------ 2 CUSIP NUMBER 816288104 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF PERSONS (ENTITIES ONLY). Draper Fisher Management Company IV, LLC - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned By Each Reporting Person With: SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 35,699 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 35,699 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,194,822 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 3.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 OO - ------------------------------------------------------------------------------ 3 CUSIP NUMBER 816288104 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF PERSONS (ENTITIES ONLY). Timothy C. Draper - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned By Each Reporting Person With: SOLE VOTING POWER 5 NUMBER OF 548,862 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 74,864 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 548,862 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 74,864 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,194,822 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 3.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ 4 CUSIP NUMBER 816288104 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF PERSONS (ENTITIES ONLY). John H.N. Fisher - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned By Each Reporting Person With: SOLE VOTING POWER 5 NUMBER OF 429,629 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 36,381 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 429,629 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 36,381 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,194,822 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 3.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ 5 CUSIP NUMBER 816288104 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF PERSONS (ENTITIES ONLY). Stephen T. Jurvetson - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned By Each Reporting Person With: SOLE VOTING POWER 5 NUMBER OF 141,467 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 36,381 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 141,467 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 36,381 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,194,822 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 3.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ 6 CUSIP NUMBER 816288104 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF PERSONS (ENTITIES ONLY). Draper Fisher Partners IV, LLC - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned By Each Reporting Person With: SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 682 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 682 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,194,822 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 3.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 OO - ------------------------------------------------------------------------------ 7 CUSIP NUMBER 816288104 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF PERSONS (ENTITIES ONLY). JABE, LLC - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - ------------------------------------------------------------------------------ Number of Shares Beneficially Owned By Each Reporting Person With: SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 38,483 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 38,483 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,194,822 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 3.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 OO - ------------------------------------------------------------------------------ 8 Item 1(a) Name of Issuer: Selectica, Inc. Item 1(b) Address of Issuer's principal executive offices: 3 West Plumeria Drive, San Jose, CA 95134 Item 2(a) Name of person filing: Draper Fisher Associates Fund IV, L.P. Draper Fisher Management Company IV, LLC Timothy C. Draper John H.N. Fisher Stephen T. Jurvetson Draper Fisher Partners IV, LLC JABE, LLC Item 2(b) Address of principal business office or, if none, residence: 400 Seaport Court, Suite 250, Redwood City, CA 94063 Item 2(c) Citizenship: Draper Fisher Associates Fund IV, L.P. California Draper Fisher Management Company IV, LLC California Timothy C. Draper United States John H.N. Fisher United States Stephen T. Jurvetson United States Draper Fisher Partners IV, LLC California JABE, LLC Item 2(d) Title of class of securities: Common Stock Item 2(e) CUSIP No.: 816288104 Item 3. If this statement is filed pursuant to (S) 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [_] Broker or dealer registered under section 15 of the act (15 u.s.c. 78o). (b) [_] Bank as defined in section 3(a)(6) of the act (15 u.s.c. 78c) (c) [_] Insurance company as defined in section 3(a)(19) of the act (15 u.s.c. 78c). (d) [_] Investment company registered under section 8 of the investment company act of 1940 (15 u.s.c. 80a-8). 9 (e) [_] An investment adviser in accordance with (S) 240.13d-1(b)(1) (ii)(e); (f) [_] An employee benefit plan or endowment fund in accordance with (S) 240.13d-1(b)(1)(ii)(f); (g) [_] A parent holding company or control person in accordance with (S) 240.13d-1(b)(1)(ii)(g); (h) [_] A savings association as defined in section 3(b) of the federal deposit insurance act (12 u.s.c. 1813); (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the investment company act of 1940 (15 u.s.c. 80a-3); (j) [_] Group, in accordance with (S) 240.13d-1(b)(1)(ii)(j). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. See rows 5 through 11 of cover pages. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [x]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certifications. Not applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b) or (c). 10 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2002 Draper Fisher Associates Fund IV, L.P. By: /s/ Tim Draper ---------------------------------- Name: Tim Draper Title: Managing Director Draper Fisher Management Company IV, LLC By: /s/ Tim Draper ---------------------------------- Name: Tim Draper Title: Managing Director /s/ Timothy C. Draper -------------------------------------- Timothy C. Draper /s/ John H.N. Fisher ------------------------------------- John H.N. Fisher /s/ Stephen T. Jurvetson ---------------------------------------- Stephen T. Jurvetson Draper Fisher Partners IV, LLC By: /s/ Tim Draper ---------------------------------- Name: Tim Draper Title: Managing Director JABE, LLC By: /s/ Tim Draper ---------------------------------- Name: Tim Draper Title: Managing Director 11 Exhibit Index Exhibit Description 99.1 Statement pursuant to Rule 13d-1(k)(1)(iii), filed herewith EX-99.1 3 dex991.txt STATEMENT PURSUANT TO RULE 13D-1(K)(1)(III) Exhibit 99.1 Pursuant to Rule 13d-1(k)(1)(iii) of Regulation 13D-G of the General Rules and Regulations of the Securities and Exchange Commission under the Securities and Exchange Act of 1934, as amended, the undersigned agrees that the statement to which this Exhibit is attached is filed on behalf of each of them. Dated: February 14, 2002 Draper Fisher Associates Fund IV, L.P. By: /s/ Tim Draper -------------------------------------- Name: Tim Draper Title: Managing Director Draper Fisher Management Company IV, LLC By: /s/ Tim Draper -------------------------------------- Name: Tim Draper Title: Managing Director /s/ Timothy C. Draper ------------------------------------------ Timothy C. Draper /s/ Timothy C. Draper ------------------------------------------ John H.N. Fisher /s/ Stephen T. Jurvetson ------------------------------------------ Stephen T. Jurvetson Draper Fisher Partners IV, LLC By: /s/ Tim Draper ------------------------------------- Name: Tim Draper Title: Managing Director JABE, LLC By: /s/ Tim Draper -------------------------------------- Name: Tim Draper Title: Managing Director -----END PRIVACY-ENHANCED MESSAGE-----